Brokerage Operations Manager - Saudi
8.0/10
Alpaca
$98,000 – $162,000 USD
Remote
mid
about 2 months ago
cryptofintechsupportSeries 7Series 63FINRAOCC regulations
AI Summary
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Description
What you'll do
- •Monitor customer activity in near-real-time to manage trading exposure in margin and options.
- •Review daily reporting and take appropriate action for exceptions.
- •Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
- •Perform option expiration processes and risk mitigation.
- •Customer Service focus.
- •Drive process improvements and efficiencies.
- •Review fraud alerts on a day-to-day basis.
- •Ad hoc duties and projects as assigned.
Conditions
- •Competitive Salary & Stock Options.
- •Health Benefits.
- •New Hire Home-Office Setup: One-time USD $500.
- •Monthly Stipend: USD $150 per month via a Brex Card.
Requirements
- •Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment.
- •3+ years of brokerage operations experience.
- •Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment.
- •Experience with FINRA, OCC regulations, and systems.
- •Ability to work effectively and supportively within a team environment, and the ability to work independently.
- •Must possess the ability to adapt to a changing business and regulatory environment.
- •Enjoys challenges and taking ownership of new responsibilities.
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