Kraken

Chief Compliance Officer

6.0/10

Kraken

Not specified
Remote
lead
7 days ago
cryptofintech

AI Summary

The vacancy is well-detailed in responsibilities and company profile but lacks compensation clarity and specific tech stack information.

Description

Kraken is hiring a Chief Compliance Officer to lead compliance efforts in the crypto space, ensuring adherence to regulatory frameworks and managing relationships with regulatory bodies.

Kraken is a mission-focused company rooted in crypto values, aiming to accelerate global crypto adoption for financial freedom and inclusion.

With a decade of experience, Kraken attracts top crypto experts to develop premium products for traders and institutions.

## What you'll do

  • Design and maintain compliance policies to prevent violations of the Advisers Act.
  • Oversee regulatory filings and ensure compliance with state and federal requirements.
  • Serve as primary liaison with regulatory bodies during examinations.
  • Manage conflicts of interest and ensure fiduciary duty.
  • Oversee AML and KYC programs.

## Conditions

  • Remote work with a global team.
  • Opportunity to work in a mission-driven company.
  • Diverse and inclusive work environment.
  • Ongoing application acceptance.

Requirements

  • 5–10 years of compliance experience in investment management.
  • Deep knowledge of the Investment Advisers Act and SEC regulations.
  • Experience managing SEC examinations.
  • Strong understanding of fiduciary duty and compliance program design.
  • Excellent communication skills.
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