Compliance Analyst
4.0/10
Transak
Not specified
Office / on-site
mid
5 days ago
cryptofintechoperationsweb3
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Description
Key Responsibilities
- •**Market Abuse Monitoring (MiCA Article 92)**
- •Monitor trading activity, orders, transactions, and communications for indicators of:
- •Insider dealing
- •Market manipulation (wash trading, spoofing, layering, pump-and-dump)
- •Dissemination of misleading information
- •Review alerts generated by surveillance tools and risk-based scenarios.
- •Apply prioritisation based on asset liquidity, volatility, user profile, and market context.
- •**Analysis & Investigation**
- •Perform detailed analysis of flagged activity using order-book dynamics, transaction sequencing, and behavioural patterns.
- •Assess whether behaviour constitutes actual or attempted market abuse under MiCA.
- •Distinguish legitimate trading strategies from abusive conduct.
- •Produce clear, auditable investigation narratives with evidence and conclusions.
- •**Escalation & Regulatory Reporting**
- •Escalate suspected market abuse to Senior Compliance / MLRO in line with procedures.
- •Support preparation of notifications to the National Competent Authority (NCA) where required.
- •Maintain complete records of alerts, investigations, escalations, and outcomes.
- •**Surveillance Framework & Control Effectiveness**
- •Support calibration and tuning of market abuse detection rules and thresholds.
- •Participate in periodic effectiveness reviews (false positives, missed scenarios).
- •Track emerging crypto-specific abuse typologies (cross-venue manipulation, listing abuse, oracle manipulation).
- •Contribute to continuous improvement of surveillance frameworks.
- •**Regulatory Compliance & Governance**
- •Ensure activities comply with:
- •MiCA Article 92
- •MiCA delegated acts and ESMA guidance
- •Internal market abuse policies
- •Support audits, supervisory requests, and regulatory reviews.
- •Provide structured documentation to regulators on request.
- •**Cross-Functional Cooperation & Awareness**
- •Cooperate with Compliance, Risk, Product, Listings, and Operations teams.
- •Provide market abuse input into token listings and product launches.
- •Stay current on regulatory developments and emerging abuse risks.
- •Promote a culture of market integrity and early escalation.
Requirements
Must-Haves
- •3–7+ years in market abuse, surveillance, or financial crime monitoring.
- •Experience in regulated trading, crypto, or financial markets.
- •Hands-on investigation and documentation experience.
- •Familiarity with EU market abuse concepts (MAR / MiCA).
- •Strong analytical and written communication skills.
Nice-to-Haves
- •ICA / ACAMS certification.
- •Crypto exchange or trading venue experience.
- •Experience with surveillance tools and data analysis.
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