Principal Compliance Associate

Join Kraken as a Principal Compliance Associate to support compliance activities in a fast-paced environment. Contribute to the mission of accelerating global crypto adoption while ensuring regulatory compliance.

Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different? Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world. Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here. As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Desktop, Wallet, and Kraken Futures. Become a Krakenite and build the future of crypto!

• •Own and deliver BAU compliance support across IE-regulated entities, including activities subject to CASP and EMI requirements, and relevant conduct and market integrity considerations
• •Maintain and enhance the IE-regulated entities compliance framework (policies, procedures, governance materials, reporting calendar) to reflect business changes and IE regulatory expectations
• •Act as a trusted partner to Product, Design, Engineering and Markets teams to assist them to structure and launch products and services and controls
• •Lead and execute assurance monitoring and testing (risk-based), document findings clearly, and drive pragmatic remediation with accountable owners and timelines
• •Support regulatory engagement, including responses to information requests, examinations/audits, and routine/periodic reporting obligations where relevant
• •Review and advise on customer-facing communications and marketing for compliance risk and conduct considerations
• •Produce reliable management information for senior stakeholders (KRIs, monitoring outcomes, remediation progress, training completion) and assist in preparing reports for Committee and Board meetings on compliance related matters
• •Provide guidance and monitor outsourced compliance functions (e.g. marketing/complaints) to ensure compliance with CBI/EBA outsourcing guidelines and relevant requirements under MiCA/PSD2/CPC
• •Develop and deliver compliance training programs, ensuring employees are knowledgeable and aware of their obligations
• •Provide compliance advisory support and guidance to COs and EU Regional Compliance team on new and existing regulations and rules, best practices and compliance with internal procedures and directives
• •Ensure all Policies and Procedures are updated and submitted through appropriate governance forums
• •Contribute to a culture of compliance through training, clear guidance, and practical partnership with the business

• •5+ years second-line Compliance experience in a regulated bank, crypto exchange or payments firm
• •Demonstrated ability to effectively analyse risk and apply sound judgement in a timely manner
• •Experience in crypto-asset services or a strong demonstrated interest, combined with a solid understanding of the regulatory framework
• •Strong attention to detail and strong organisational skills
• •Ability to prioritise workload in line with tight deadlines and work effectively under pressure.
• •Strong knowledge of regulations, particularly in MiCAR, PSD2 and CPC requirements
• •Strong written and communication skills; able to translate regulatory expectations into practical controls and clear guidance
• •Comfortable operating in a fast-paced environment, managing multiple workstreams and collaborating cross-functionally